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  1. Section-16 Filings

Section-16 Filings

The following links provide access to Section 16(a) filings (Forms 3, 4, and 5 and their respective Amendments) of "insiders" of The Korea Fund, Inc. advised by JPMorgan Asset Management (Asia Pacific) Limited. The links provide access to all such filings made on or after July 18, 2003.

PLEASE NOTE: By clicking on the links below, you will leave The Korea Fund web site and be directed to the SEC's online archive of Section 16(a) filings. The SEC has responsibility for the availability, accuracy and timeliness of the information provided on its site.

FORM 3 AND FORM 3/A

FORM 4 AND FORM 4/A

FORM 5 AND FORM 5/A

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This information is unaudited and is intended for informational purposes only. This is not an offer or solicitation for the purchase or sale of any financial instrument. It is presented only to provide information on investment strategies and opportunities.

The Fund is a closed-end exchange traded management investment company. This material is presented only to provide information and is not intended for trading purposes. Closed-end funds, unlike open-end funds, are not continuously offered. After the initial public offering, shares are sold on the open market through a stock exchange, where shares may trade at a premium or a discount. Holdings are subject to change daily.

The Korea Fund has filed a notice under the Commodity Exchange Act under Regulation 4.5 that The Korea Fund is operated by JPMorgan Asset Management (Asia Pacific) Limited,  a registered investment adviser that has claimed an exclusion from the definition of the term “commodity pool operator” under the Commodity Exchange Act and, therefore, is not subject to registration or regulation as a commodity pool operator under the Commodity Exchange Act.

For a list of Section 16(a) filings (Forms 3, 4, and 5 and their respective Amendments) of "insiders" of The Korea Fund, click here.

To view the Fund’s other filings available to the public click here.

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JPMorgan Asset Management (Asia Pacific) Limited is an investment advisor registered under the Investment Advisors Act of 1940.

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